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shardtree: Use annotated parent nodes with empty children for inserted frontier ommers. #107

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Jun 28, 2024
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1 change: 1 addition & 0 deletions incrementalmerkletree/CHANGELOG.md
Original file line number Diff line number Diff line change
Expand Up @@ -9,6 +9,7 @@ and this project adheres to Rust's notion of

### Added
- `incrementalmerkletree::Marking`
- `incrementalmerkletree::Level::ZERO`

### Changed
- `incrementalmerkletree::Retention`
Expand Down
3 changes: 3 additions & 0 deletions incrementalmerkletree/src/lib.rs
Original file line number Diff line number Diff line change
Expand Up @@ -280,6 +280,9 @@ impl TryFrom<Position> for usize {
pub struct Level(u8);

impl Level {
/// Level 0 corresponds to a leaf of the tree.
pub const ZERO: Self = Level(0);

pub const fn new(value: u8) -> Self {
Self(value)
}
Expand Down
18 changes: 11 additions & 7 deletions shardtree/CHANGELOG.md
Original file line number Diff line number Diff line change
Expand Up @@ -10,20 +10,24 @@ and this project adheres to Rust's notion of
### Added
- `shardtree::tree::Tree::{is_leaf, map, try_map, empty_pruned}`
- `shardtree::tree::LocatedTree::{map, try_map}`
- `shardtree::prunable::PrunableTree::{has_computable_root}`

### Changed
- `shardtree::tree::Node` has additional variant `Node::Pruned`.
- `shardtree::prunable::PrunableTree::{has_computable_root, is_full}`
- `shardtree::prunable::LocatedPrunableTree::{max_position}`

### Removed
- `shardtree::tree::Tree::is_complete` as it is no longer well-defined in the
presence of `Pruned` nodes. Use `PrunableTree::has_computable_root` to
determine whether it is possible to compute the root of a tree.
- `shardtree::tree::LocatedTree::max_position` did not behave correctly regarding
annotated parent nodes. Use `LocatedPrunableTree::max_position` instead.
- `shardtree::tree::Tree::is_complete` was somewhat misleadingly named, as `Nil`
nodes that were inserted as a consequence of insertion after pruning could be
interpreted as rendering the tree incomplete. Use `PrunableTree::has_computable_root`
instead to determine whether it is possible to compute the root of a tree.

### Fixed
- Fixes an error that could occur if an inserted `Frontier` node was
interpreted as a node that had actually had its value observed as though it
had been inserted using the ordinary tree insertion methods.
- Fixes an error in an internal method that could result in subtree root
annotation data being discarded when pruning a `Parent` node having
`Nil` nodes for both its left and right children.

## [0.3.1] - 2024-04-03

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51 changes: 20 additions & 31 deletions shardtree/src/lib.rs
Original file line number Diff line number Diff line change
Expand Up @@ -210,7 +210,8 @@ impl<
Ok(())
}

/// Append a single value at the first available position in the tree.
/// Append a single value at the first unfilled position greater than the maximum position of
/// any previously inserted leaf.
///
/// Prefer to use [`Self::batch_insert`] when appending multiple values, as these operations
/// require fewer traversals of the tree than are necessary when performing multiple sequential
Expand All @@ -234,17 +235,17 @@ impl<

let (append_result, position, checkpoint_id) =
if let Some(subtree) = self.store.last_shard().map_err(ShardTreeError::Storage)? {
match subtree.max_position() {
// If the subtree is full, then construct a successor tree.
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Some(pos) if pos == subtree.root_addr.max_position() => {
let addr = subtree.root_addr;
if subtree.root_addr.index() < Self::max_subtree_index() {
LocatedTree::empty(addr.next_at_level()).append(value, retention)?
} else {
return Err(InsertionError::TreeFull.into());
}
if subtree.root().is_full() {
// If the shard is full, then construct a successor tree.
let addr = subtree.root_addr;
if subtree.root_addr.index() < Self::max_subtree_index() {
LocatedTree::empty(addr.next_at_level()).append(value, retention)?
} else {
return Err(InsertionError::TreeFull.into());
}
_ => subtree.append(value, retention)?,
} else {
// Otherwise, just append to the shard.
subtree.append(value, retention)?
}
} else {
let root_addr = Address::from_parts(Self::subtree_level(), 0);
Expand Down Expand Up @@ -320,17 +321,8 @@ impl<
.map_err(ShardTreeError::Storage)?
.unwrap_or_else(|| LocatedTree::empty(subtree_root_addr));

trace!(
max_position = ?current_shard.max_position(),
subtree = ?current_shard,
"Current shard");
let (updated_subtree, supertree) =
current_shard.insert_frontier_nodes(frontier, &leaf_retention)?;
trace!(
max_position = ?updated_subtree.max_position(),
subtree = ?updated_subtree,
"Replacement shard"
);
self.store
.put_shard(updated_subtree)
.map_err(ShardTreeError::Storage)?;
Expand Down Expand Up @@ -447,7 +439,7 @@ impl<
Tree::leaf((h.clone(), *r | RetentionFlags::CHECKPOINT)),
root_addr.max_position(),
)),
Node::Nil | Node::Pruned => None,
Node::Nil => None,
}
}

Expand Down Expand Up @@ -581,13 +573,7 @@ impl<
.map_err(ShardTreeError::Storage)?;

if let Some(to_clear) = to_clear {
let pre_clearing_max_position = to_clear.max_position();
let cleared = to_clear.clear_flags(positions);

// Clearing flags should not modify the max position of leaves represented
// in the shard.
assert!(cleared.max_position() == pre_clearing_max_position);

self.store
.put_shard(cleared)
.map_err(ShardTreeError::Storage)?;
Expand Down Expand Up @@ -867,7 +853,7 @@ impl<
))
}
}
Node::Nil | Node::Pruned => {
Node::Nil => {
if cap.root_addr == target_addr
|| cap.root_addr.level() == ShardTree::<S, DEPTH, SHARD_HEIGHT>::subtree_level()
{
Expand Down Expand Up @@ -1464,7 +1450,8 @@ mod tests {
id: 1,
marking: frontier_marking,
},
)?;
)
.unwrap();

// Insert a few leaves beginning at the subsequent position, so as to cross the shard
// boundary.
Expand All @@ -1473,7 +1460,8 @@ mod tests {
('g'..='j')
.into_iter()
.map(|c| (c.to_string(), Retention::Ephemeral)),
)?;
)
.unwrap();

// Trigger pruning by adding 5 more checkpoints
for i in 2..7 {
Expand All @@ -1486,7 +1474,8 @@ mod tests {
('e'..='f')
.into_iter()
.map(|c| (c.to_string(), Retention::Marked)),
)?;
)
.unwrap();

// Compute the witness
tree.witness_at_checkpoint_id(frontier_end, &6)
Expand Down
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